Tarakkii Legal is a boutique compliance practice in Vadodara. We handle IEPF-5 recoveries, physical share regularisation, transmission of securities, and investor grievance matters — pan-India. Since 2018, we have returned ₹450 crores and more to shareholders across five hundred cases.
Four lines of work. We take on matters only in these four, because the same statutes and the same set of RTAs recur across them, and the expertise compounds.
Shares and dividends transferred to the Investor Education and Protection Fund after seven years of remaining unclaimed. We prepare Form IEPF-5, coordinate the entitlement letter with the company and RTA, and follow the IEPF Authority through to credit in your demat account. Typical timeline runs eight to fourteen months from filing.
Duplicate certificates for lost or destroyed originals, name and signature corrections, splits and consolidations, and dematerialisation of pre-demat holdings. Also includes matters where the shareholder has passed away and the holding must be transmitted before it can be dematted.
Passing shares from a deceased holder to legal heirs — under a notarised or probated will, a succession certificate, or intestate succession. We handle the full paperwork: indemnity bonds, KYC, succession affidavits, and, where the value exceeds the RTA's threshold, court-attested instruments.
Formal representations against RTA and company delays, SEBI SCORES filings, and, where warranted, escalation to NCLT. Including matters where the RTA has demanded documents beyond what the SEBI transmission circular actually requires.
Tarakkii Legal is led by Harry K — a Fellow of the Institute of Company Secretaries of India and a Certified Compliance Manager from IIM Ahmedabad. Before founding Tarakkii, he spent two decades in corporate compliance, including as Compliance Head at Siemens Healthcare and Company Secretary at several multinational subsidiaries.
The practice runs on a no-recovery-no-fee basis for IEPF and transmission matters. Fees are agreed in writing upfront as a percentage of the recovered value, invoiced with GST on closing. We do not take retainer fees, and we do not bill for cases that do not close.
We are MSME-registered as UDYAM-GJ-24-0027539.
Every case follows the same four steps. You know at each stage what has happened, what comes next, and what it will cost.
You send us the folio number, company name, and any documents in your possession. We check the records with the company, the RTA, and the IEPF portal, and confirm the entitlement in writing.
If the case is workable, we sign a written engagement letter with agreed fees and scope. Nothing starts until that is in place.
We prepare and file the claim, coordinate with the RTA and the IEPF Authority, and respond to every verification query. You receive periodic status updates.
Shares and dividends land in your demat account. Our fee is invoiced on the recovered value, with GST as applicable.
Send a message with the folio and company. We come back with an entitlement check and a fee proposal within three working days.